Alternative Investment Education and Due Diligence

Investment Manager Offering Questionnaire

Participating Investment Managers are encouraged to complete the following questionnaire as completely and succinctly as possible for each offering they would like to introduce. Your answers will be turned into an offering fact sheet for distribution at the Conference.

Primary Contact Name

Primary Contact Last Name

Phone

Investment Manager / Sponsor

Investment Manager / Sponsor Information

Manager / Sponsor Description

If you are submitting multiple offerings, you only need to complete the Manager / Sponsor Description, Mission Statement, and Website information once.

Mission Statement

Website

Offering Information

Offering Name

Suitability Standard

Offering Details

Effective Date of Offering

If "Finite Life", What is the Anticipated Close Date?

Capital Raised to Date

Max Capital Raise

Asset Sub Class

Offering Description / Strategy

If "Finite Life Offering", Anticipated Hold / Exit Strategy

Offering Strategy

Share Classes

Minimum Investment

Use of Proceeds

Offering Terms

Preferred Return / Carried Interest

Distributions

Regulatory Concerns

Regulatory Investigation

Regulatory Enforcement

Legal Concerns

Third-Party Due Diligence Reports. Select all third party due diligence report providers in which the investment manager and/or offering have engaged

FactRight

Mick Law P.C.

Snyder | Kearney LLC

Other

Custodial Platforms Select all broker-dealers / custodians/ clearing firms with which the offering has been approved

Pershing

Chales Schwab

National Financial Services

Equity Trust Company

Regulatory / Legal Issues

If you are submitting multiple offerings, you only need to discuss any Regulatory / Legal issues once unless they are offering-specific.

Offering Data Solution

I confirm, to the best of my abilities, that all information provided is current and accurate. I consent to having this information share with participating Financial Professionals.

Other Information

Please upload your company logo, product PPM and marketing materials via the link:
Sponsorship Materials

Thanks for submitting!