REGISTER
Welcome to TCFG’s Compliance and Business Development Conference, an exclusive gathering designed for TCFG Registered Investment Advisers and Representatives, also referred to as "Financial Professionals." It is important that you carefully review the following terms, as they delineate the criteria for attendance, covered expenses, and those that will be your responsibility. Utilize this page to complete your Conference Registration and RSVP for the Study Group.
Criteria for Registration and Acceptance
In order to ensure adherence to compliance guidelines, participation in the conference will be granted exclusively to Registered Financial Professionals who meet the following conditions:
Each participant must presently hold an active affiliation and registration with either the SEC or FINRA. Verification of active registration should be evident in the IARD's Public Disclosures Database (SEC Advisor Registration) or FINRA BrokerCheck (FINRA Broker Check). Participants who are not registered will regrettably not be able to attend.
Kindly indicate your comprehension and acknowledgment of the above by initialing the provided space in the form below.
Hotel and Meal Expense Terms
Each participant is entitled to enjoy a complimentary hotel room for a duration of two consecutive nights. Your accommodation arrangements will be handled by TCFG, and facilitated through the provided registration questionnaire. To qualify for this offer of a two-night hotel stay, registration completion is required prior to September 10, 2024.
Covered Expenses: The event sponsors generously extend their support to cover specific expenses for participants. These include the cost of the hotel room for the duration of the conference (two nights) and event-related meals. Participants should be aware that they are responsible for any personal incidentals, including but not limited to room service and mini-bar items. Upon arrival at the hotel, you will be required to provide a credit card to cover these potential additional charges.
Hotel Room: The sponsorship conference encompasses the costs associated with the hotel room for the participant's stay.
Event-Related Meals: Sponsors also cover the expenses for meals related to the event.
However, it's essential to bear in mind that any personal incidentals, including but not limited to room service and mini bar items, will be the participant's individual responsibility. In this regard, a credit card will need to be furnished to the hotel upon arrival for these potential additional charges.
Please signify your comprehension and acceptance of the above terms by initialing in the designated space on the provided form below.
Exclusions from Covered Expenses
While TCFG has made comprehensive efforts to defray significant costs, it acknowledges the potential for participants to encounter additional expenses tied to this event. Noteworthy exclusions from the coverage encompass, but are not restricted to:
Ground Transportation: Costs linked to commuting between the airport or hotel and the event venue.
Parking Fees: Charges associated with parking arrangements, as well as expenses for meals and refreshments during transit.
Guest-Related Travel Expenses: Expenses pertaining to the travel of guests, potential upgrades in airline or hotel arrangements, personal entertainment endeavors, and expenditures connected to communication.
Please take these exclusions into account as you plan for your participation.
Conference Accommodation: The conference will cover 2 nights of hotel stay as stated in the covered expenses. If you want to add days before or after the conference, the hotel has offered the discounted rate extended 3 days before and 3 days after the conference dates. However, these additional nights are NOT paid for by the conference and will be at your own expense at a rate of $229/night.
Attire Recommendation:
Embrace a business casual dress code for the conference, allowing you to strike the perfect balance between professionalism and comfort. Considering the anticipated California weather in the 60s, your comfort is paramount. For real-time weather updates, kindly refer to the homepage weather button. Your choice of attire will ensure you feel both confident and at ease throughout the event.
Venue and Travel Information
John Wayne Airport (SNA) is the closest of the 4 nearby airports. John Wayne Airport is about 10 minutes north of Dana Point. San Diego and LAX are a considerable distance with traffic. If using LAX count on a 1 hour & 41 min commute.